On October 16, the Shanghai Futures Exchange announced that the self-regulatory information for September 2026 was as follows: In terms of managing abnormal trading behavior, 30 cases of abnormal trading behavior were handled, including 17 cases where transactions were exceeded, 8 cases of frequent cancellation of orders exceeded the limit, 1 case of large withdrawal orders, and 4 cases of intraday position opening exceeded the limit. All customers who met the abnormal transaction processing standards mentioned above were alerted through member units. Supervisory measures restricting the opening of positions were taken against 1 customer and 4 actual control relationship account groups, and market-wide announcements were made. In terms of actual control relationship account certification and co-investigation, actual control relationships were determined for 327 groups of 707 customers, and 11 groups of 28 customers were investigated for actual control relationships. Traders were reminded in the previous issue to pay attention to compliance risks in daily transactions and to report actual control of related accounts.

On October 16, the Shanghai Futures Exchange announced that the self-regulatory information for September 2026 was as follows: In terms of managing abnormal trading behavior, 30 cases of abnormal trading behavior were handled, including 17 cases where transactions were exceeded, 8 cases of frequent cancellation of orders exceeded the limit, 1 case of large withdrawal orders, and 4 cases of intraday position opening exceeded the limit. All customers who met the abnormal transaction processing standards mentioned above were alerted through member units. Supervisory measures restricting the opening of positions were taken against 1 customer and 4 actual control relationship account groups, and market-wide announcements were made. In terms of actual control relationship account certification and co-investigation, actual control relationships were determined for 327 groups of 707 customers, and 11 groups of 28 customers were investigated for actual control relationships. Traders were reminded in the previous issue to pay attention to compliance risks in daily transactions and to report actual control of related accounts.