This morning, a suspected brokerage firm's internal risk control notice was circulating in the capital market. In response to Changxin Technology, which is about to land on the Science and Technology Innovation Board, branches were requested to prevent IPO speculation, which attracted widespread attention in the market. According to an online notice, the brokerage firm requires all branches and sales departments to effectively prompt customers of 500,000 yuan or more to avoid participating in Changxin Technology's initial hype and rationally comply with transactions; focus on customers accustomed to speculating on new hot spots and triggering compliance warnings many times, and issue telephone alerts on the exchange's key monitoring accounts to strictly prevent abnormal trading behavior. The reporter verified this with a number of brokerage branches and wealth management personnel. All of these interviewees said they have not received such official notices yet. A senior brokerage firm investor told reporters that since he has been in the business for many years, he has never received a similar notice from within the company for a single new stock. According to industry analysts, it is not ruled out that individual brokerage firms make their own trading reminders to customers due to the principle of compliance and prudence, which falls within the scope of regular investor education, but it is not a unified deployment of the industry.

Zhitongcaijing · 2d ago
This morning, a suspected brokerage firm's internal risk control notice was circulating in the capital market. In response to Changxin Technology, which is about to land on the Science and Technology Innovation Board, branches were requested to prevent IPO speculation, which attracted widespread attention in the market. According to an online notice, the brokerage firm requires all branches and sales departments to effectively prompt customers of 500,000 yuan or more to avoid participating in Changxin Technology's initial hype and rationally comply with transactions; focus on customers accustomed to speculating on new hot spots and triggering compliance warnings many times, and issue telephone alerts on the exchange's key monitoring accounts to strictly prevent abnormal trading behavior. The reporter verified this with a number of brokerage branches and wealth management personnel. All of these interviewees said they have not received such official notices yet. A senior brokerage firm investor told reporters that since he has been in the business for many years, he has never received a similar notice from within the company for a single new stock. According to industry analysts, it is not ruled out that individual brokerage firms make their own trading reminders to customers due to the principle of compliance and prudence, which falls within the scope of regular investor education, but it is not a unified deployment of the industry.