The Shenzhen Securities Regulatory Bureau announced that after investigation, the Shenzhen branch of Huishang Futures Co., Ltd. did not effectively control internet marketing activities; marketing content posted by employees on their own media accounts was not reviewed for compliance or saved; there was insufficient management of traces on employees' use of the company's WeChat exhibition industry; and the MAC addresses of all office equipment actually used by employees were not registered and monitored. The above problems reflect the imperfect management of your branch's Internet marketing business and flaws in internal control, which violates the provisions of Articles 51 and 56 of the “Measures for the Supervision and Administration of Futures Companies”. According to relevant regulations, the Shenzhen Securities Regulatory Bureau has decided to take corrective supervisory and administrative measures against your branch. Your branch should effectively rectify, establish and improve compliance control systems and procedures, improve internal management, and effectively protect the legitimate rights and interests of traders. (Shenzhen Securities Regulatory Bureau)

Zhitongcaijing · 12/31/2025 08:41
The Shenzhen Securities Regulatory Bureau announced that after investigation, the Shenzhen branch of Huishang Futures Co., Ltd. did not effectively control internet marketing activities; marketing content posted by employees on their own media accounts was not reviewed for compliance or saved; there was insufficient management of traces on employees' use of the company's WeChat exhibition industry; and the MAC addresses of all office equipment actually used by employees were not registered and monitored. The above problems reflect the imperfect management of your branch's Internet marketing business and flaws in internal control, which violates the provisions of Articles 51 and 56 of the “Measures for the Supervision and Administration of Futures Companies”. According to relevant regulations, the Shenzhen Securities Regulatory Bureau has decided to take corrective supervisory and administrative measures against your branch. Your branch should effectively rectify, establish and improve compliance control systems and procedures, improve internal management, and effectively protect the legitimate rights and interests of traders. (Shenzhen Securities Regulatory Bureau)