Shenzhen Municipal Supervisory Authority: From October 11 to October 17, the firm took disciplinary action on 1 case of violation involving information disclosure and regulation of operation; issued a supervisory letter for 3 cases of violation involving information disclosure and regulation of operation. This week, 18 letters of inquiry and 10 other communications were sent. From October 14 to October 18, the firm adopted self-regulatory measures on 141 cases of abnormal securities transactions, involving abnormal trading situations such as intraday suppression and false declarations; carried out key monitoring of IPO transactions in the early stages of listing; verified 11 important matters of listed companies, and reported 2 suspected cases of illegal violations to the Securities Regulatory Commission.

Shenzhen Municipal Supervisory Authority: From October 11 to October 17, the firm took disciplinary action on 1 case of violation involving information disclosure and regulation of operation; issued a supervisory letter for 3 cases of violation involving information disclosure and regulation of operation. This week, 18 letters of inquiry and 10 other communications were sent. From October 14 to October 18, the firm adopted self-regulatory measures on 141 cases of abnormal securities transactions, involving abnormal trading situations such as intraday suppression and false declarations; carried out key monitoring of IPO transactions in the early stages of listing; verified 11 important matters of listed companies, and reported 2 suspected cases of illegal violations to the Securities Regulatory Commission.