The reporter learned from the industry on October 15 that the Shenzhen Stock Exchange has recently issued a notice to some brokerage firms requiring them to complete the reporting of new accounts for programmatic stock trading by October 18, 2024, and continue to strengthen the monitoring, monitoring and screening of programmatic transactions to ensure that accounts that meet the standards are reported in a timely manner. For brokerage firms that fail to submit reports on time, the Shenzhen Stock Exchange will take corresponding self-regulatory measures or disciplinary action in accordance with relevant regulations such as the “Shenzhen Stock Exchange Trading Rules”, “Shenzhen Stock Exchange Self-Regulatory Measures and Disciplinary Punishment Implementation Measures” and the Shenzhen Stock Exchange's “Notice on Matters Relating to Programmatic Stock Trading Reporting” and “Notice on Matters Related to Strengthening Programmatic Trading Management”.

Zhitongcaijing · 10/15 06:17
The reporter learned from the industry on October 15 that the Shenzhen Stock Exchange has recently issued a notice to some brokerage firms requiring them to complete the reporting of new accounts for programmatic stock trading by October 18, 2024, and continue to strengthen the monitoring, monitoring and screening of programmatic transactions to ensure that accounts that meet the standards are reported in a timely manner. For brokerage firms that fail to submit reports on time, the Shenzhen Stock Exchange will take corresponding self-regulatory measures or disciplinary action in accordance with relevant regulations such as the “Shenzhen Stock Exchange Trading Rules”, “Shenzhen Stock Exchange Self-Regulatory Measures and Disciplinary Punishment Implementation Measures” and the Shenzhen Stock Exchange's “Notice on Matters Relating to Programmatic Stock Trading Reporting” and “Notice on Matters Related to Strengthening Programmatic Trading Management”.