Large Trader ID

What is a Large Trader ID (LTID) under SEC Rule 13h-1?

Under Exchange Act Rule 13h-1 (Large Trader Rule), individuals or entities that meet the SEC’s definition of a “Large Trader” must self-identify by registering with the SEC, disclosing their status to broker-dealers, and complying with applicable filing, recordkeeping, and reporting requirements.

How do I access or register for a Large Trader ID?

1. Visit the SEC’s EDGAR Filer Management website.
2. Log in or create an account.
3. Follow the instructions to register as a Large Trader and obtain your unique Large Trader ID (LTID).

Please review the SEC’s official guidance before proceeding. It is your responsibility to determine whether you meet the criteria for a Large Trader and, if so, to submit Form 13H to obtain an LTID.

Why did I receive a Large Trader notification?

You may have received a notification because your trading activity suggests you could meet the SEC’s criteria. If you believe this does not apply to you, no further action is required.