The Securities Regulatory Commission took measures to issue a warning letter against Guosheng Securities Co., Ltd. After investigation, the company has a situation where the public fund manager bears the costs of tickets, research intermediaries, etc. during the overseas research period. According to the provisions of Article 18 of the “Regulations on the Administration of Transaction Expenses” and Article 18 of the “Regulations on Clean Practice”, our bureau decided to take administrative supervision measures to issue a warning letter against your company and record it in the securities and futures market integrity file.

The Securities Regulatory Commission issued a warning letter against Guosheng Securities Co., Ltd. After investigation, the company has a situation where the public fund manager bears the costs of tickets, research intermediaries, etc. during the overseas research period. According to the provisions of Article 18 of the “Regulations on the Administration of Transaction Expenses” and Article 18 of the “Regulations on Clean Practice”, our bureau decided to take administrative supervision measures to issue a warning letter against your company and record it in the securities and futures market integrity file.