The Beijing Securities Regulatory Bureau issued a decision ordering corrective regulatory measures against Guantong Futures Co., Ltd. After investigation, the company had the following irregularities in carrying out asset management business: 1. The counterparty's due diligence investigation was not in place and the counterparty's credit status was not continuously monitored, which violated the provisions of Article 61 (2) of the “Administrative Measures on Private Equity Asset Management Business of Securities and Futures Management Agencies”.

The Beijing Securities Regulatory Bureau issued a decision ordering corrective regulatory measures against Guantong Futures Co., Ltd. After investigation, the company had the following irregularities in carrying out asset management business: 1. The counterparty's due diligence investigation was not in place and the counterparty's credit status was not continuously monitored, which violated the provisions of Article 61 (2) of the “Administrative Measures on Private Equity Asset Management Business of Securities and Futures Management Agencies”.