I learned from the brokerage office that recently, the China Securities Association issued the “Guidelines for Continued Supervision of Securities Company Sponsorship Business” to it and solicited comments, requesting feedback by December 3, 2024. Unlike most of the draft solicitation of comments recently received by brokerage firms, the “Guidelines” were formulated for the first time, and are rare comprehensive and detailed regulations for investment banks to continuously supervise their business.

I learned from the brokerage office that recently, the China Securities Association issued the “Guidelines for Continued Supervision of Securities Company Sponsorship Business” to it and solicited comments, requesting feedback by December 3, 2024. Unlike most of the draft solicitation of comments recently received by brokerage firms, the “Guidelines” were formulated for the first time, and are rare comprehensive and detailed regulations for investment banks to continuously supervise their business.