The Securities Regulatory Commission ordered China Aviation Securities Co., Ltd. to take corrective measures. After investigation, the CSRC discovered that the company had problems such as quality control personnel participating in project implementation at the same time, inadequate quality control and acceptance, and inadequate tracking and implementation of core opinions on some projects. The Securities Regulatory Commission requires China Aviation Securities to take it as a warning, carefully investigate and rectify issues, establish, improve and strictly implement control systems, work processes and operating standards within the investment banking business, be honest, trustworthy, diligent and conscientious, and effectively improve the quality of investment banking business. China Aviation Securities shall carry out internal accountability of responsible personnel in strict accordance with the internal accountability system and submit a written accountability report to the Jiangxi Securities Regulatory Bureau.

The Securities Regulatory Commission ordered China Aviation Securities Co., Ltd. to take corrective measures. After investigation, the CSRC discovered that the company had problems such as quality control personnel participating in project implementation at the same time, inadequate quality control and acceptance, and inadequate tracking and implementation of core opinions on some projects. The Securities Regulatory Commission requires China Aviation Securities to take it as a warning, carefully investigate and rectify issues, establish, improve and strictly implement control systems, work processes and operating standards within the investment banking business, be honest, trustworthy, diligent and conscientious, and effectively improve the quality of investment banking business. China Aviation Securities shall carry out internal accountability of responsible personnel in strict accordance with the internal accountability system and submit a written accountability report to the Jiangxi Securities Regulatory Bureau.